SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
FS Capital Partners VI, LLC

(Last) (First) (Middle)
C/O FREEMAN SPOGLI & CO.
11100 SANTA MONICA BLVD, SUITE 1900

(Street)
LOS ANGELES CA 90025

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/03/2021
3. Issuer Name and Ticker or Trading Symbol
Arhaus, Inc. [ ARHS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 30,524,202 I By FS Equity Partners VI, L.P. and FS Affiliates VI, L.P(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
FS Capital Partners VI, LLC

(Last) (First) (Middle)
C/O FREEMAN SPOGLI & CO.
11100 SANTA MONICA BLVD, SUITE 1900

(Street)
LOS ANGELES CA 90025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
FS Equity Partners VI, L.P.

(Last) (First) (Middle)
C/O FREEMAN SPOGLI & CO.
11100 SANTA MONICA BLVD., SUITE 1900

(Street)
LOS ANGELES CA 90025

(City) (State) (Zip)
Explanation of Responses:
1. FS Capital Partners VI, LLC, ("FS Capital") is the general partner of FS Equity Partners VI, L.P. ("FS Equity") and FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the ''FS Funds''), the record holders of 29,280,391 and 1,243,811 shares of the Issuer's Class A common stock, respectively, and has the sole power to vote and dispose of the shares of the Issuer's common stock owned by the FS Funds. Each of Messrs. Brad J. Brutocao, Bradford M. Freeman, Benjamin D. Geiger, Todd W. Halloran, John S. Hwang, Christian B. Johnson, Jon D. Ralph, John M. Roth, J. Frederick Simmons, and Ronald P. Spogli is a managing member of FS Capital Partners VI, LLC, the general partner of FS Equity Partners VI, L.P. and FS Affiliates VI, L.P., and as such, may be deemed to have voting and/or dispositive control over the Freeman Spogli Funds.
2. (Continued from footnote 1) Messrs. Brad J. Brutocao, Bradford M. Freeman, Benjamin D. Geiger, Todd W. Halloran, John S. Hwang, Christian B. Johnson, Jon D. Ralph, John M. Roth, J. Frederick Simmons, and Ronald P. Spogli each disclaims beneficial ownership in the shares of the Issuer's Class A common stock except to the extent of his pecuniary interest in them.
Remarks:
/s/ Brad Brutocao 11/04/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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